|
|
 
- Experienced
FINOP and CPA with 15 years experience in financial reporting and compliance
for broker-dealers.
- Outsource for
less than any quality alternative (including do-it-yourself) as a direct
result of my specialization and experience as a FINOP (Financial and
Operational Principal).
- Have serviced
over 25 broker-dealers throughout the country in the past 5 years.
- Flexible contracts
(permanent or interim) to meet your current and future regulatory needs.
- Have a current
network of referring partners for audit, broker-dealer registration
and other regulatory services.
 |
 |
 |
 |
"Outsourcing
the FINOP and accounting function to Ken George since 1998 has proven
to be a smart business decision for Arrow Investments, Inc. Mr. George
is always accessible and willing to help with any regulatory or compliance
issue that we present to him. He uses his regulatory knowledge and
experience to provide clear and concise advise at a reasonable cost."
Steven
Rubenstein, President
Arrow Investments, Inc. |
 |
 |
 |
 |
|
New Broker - Dealers | Existing
Broker - Dealers | Other Services
| Resume | E-mail
|
Web
page designed by Gallantry
Web Design
|
