FINOP and Compliance Services
        Financial and Compliance Services for Broker-Dealers
  Kenneth R. George, CPA
Series 27 and 63
Finop@finop-services.com

Voice Mail 603-380-5435
Fax 603-457-2418

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Other Services

  • New Hampshire CPA offering tax and bookkeeping services to broker-dealers and other small businesses
  • Prepare and file all required FOCUS reports as a non-licensed associate of your broker-dealer

Referring Partners

  • Broker-dealer audits (numerous referring partners which specialize in broker-dealer audits)
  • Broker-Dealer and Investment Advisor Registration (referring partner to handle registration in all jurisdictions)
  • Written Supervisory Procedures and Continuing Education material to keep you current
  • Payroll Services - The IRS estimates that small U.S. businesses spend $16 billion per year dealing with payroll tax paperwork. Outsource the headache!

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